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Pioneering Immunity: What is the first adjuvant for human use?

5 min read

For nearly a century, adjuvants have been a critical component of effective vaccines, with aluminum salts being safely used for over 90 years [1.7.2]. So, what is the first adjuvant for human use? The answer is aluminum salts, whose adjuvant effects were discovered in 1926 [1.3.5, 1.4.2].

Quick Summary

A comprehensive look at aluminum salts, the first adjuvant licensed for human use. This details their serendipitous discovery in the 1920s, their mechanism of action, and their enduring role in modern vaccines.

Key Points

  • First Adjuvant: Aluminum salts, commonly known as alum, were the first adjuvants discovered in 1926 and approved for human use, with a history spanning over 90 years [1.2.1, 1.3.5, 1.4.2].

  • Discovery: British immunologist Alexander Glenny serendipitously discovered their ability to enhance the immune response while purifying diphtheria toxoids [1.2.5, 1.4.1].

  • Mechanism of Action: Alum works by stimulating the innate immune system, primarily through activating the NLRP3 inflammasome, recruiting immune cells, and enhancing antigen uptake by antigen-presenting cells [1.3.1, 1.3.3].

  • Long-standing Use: Despite being nearly a century old, aluminum salts remain the most widely used adjuvants in human vaccines today, found in DTaP, hepatitis, and HPV vaccines [1.4.2, 1.3.5].

  • Safety Profile: Health authorities like the CDC and WHO confirm aluminum adjuvants have an excellent safety record over decades of use, with the amount in vaccines being significantly lower than everyday environmental exposure [1.7.2, 1.7.4].

  • Modern Adjuvants: Since 1997, several new adjuvants like the oil-in-water emulsion MF59 and combination systems like AS01 and AS04 have been approved, offering different ways to boost immunity [1.2.1, 1.6.3].

In This Article

The Dawn of Immunological Boosters: A Historical Perspective

The concept of vaccination has been a cornerstone of public health since the late 18th century, yet the journey to optimize vaccine efficacy is a story of continuous scientific discovery. While early vaccines using whole pathogens were often effective, the move towards safer, less reactogenic vaccines using only parts of a pathogen (subunit vaccines) revealed a challenge: these purified antigens were often less immunogenic [1.6.5]. This necessitated the inclusion of an ingredient to boost the immune response, a substance that would come to be known as an adjuvant, from the Latin word 'adjuvare', meaning 'to help' [1.3.1].

The first clues to the power of adjuvants came in the 1920s. French veterinarian Gaston Ramon observed that horses vaccinated against diphtheria developed stronger antibody responses if they also had inflammation or abscesses at the injection site [1.4.3]. He demonstrated that adding substances like breadcrumbs or starch could intentionally cause this inflammation and enhance the immune response [1.3.1]. This work laid the conceptual foundation for adjuvants, proving that a localized inflammatory reaction could significantly strengthen a vaccine's success [1.2.5].

Identifying the Pioneer: Aluminum Salts

Around the same time as Ramon's work, British immunologist Alexander Thomas Glenny made a serendipitous discovery that would define vaccinology for the next century [1.4.1]. In 1926, while working to purify diphtheria toxoid using aluminum potassium sulfate (also known as 'alum'), Glenny and his colleagues reported that precipitating the antigen onto these insoluble aluminum particles resulted in a much better antibody response in guinea pigs compared to the soluble antigen alone [1.4.2, 1.2.5]. This was the first demonstration of the adjuvant properties of aluminum salts [1.4.2].

Following this breakthrough, the adjuvant properties of alum for human vaccines were firmly established during the 1930s, particularly in vaccines for diphtheria and tetanus [1.2.1, 1.2.4]. This discovery forever changed vaccine development, and insoluble aluminum salts—such as aluminum hydroxide and aluminum phosphate—became the principal adjuvants used in human vaccines worldwide for the next 70 years [1.4.2, 1.3.1]. They remain the most commonly used adjuvants today, found in vaccines against hepatitis A, hepatitis B, diphtheria-tetanus-pertussis (DTaP), and human papillomavirus (HPV) [1.3.5, 1.7.6].

How Do Aluminum Adjuvants Work?

For decades, the primary mechanism of aluminum adjuvants was thought to be the 'depot effect' [1.4.5]. This theory, first proposed by Glenny, suggested that the aluminum particles formed a depot at the injection site, slowly releasing the antigen over a prolonged period, thus providing sustained stimulation to the immune system [1.4.5]. While sustained antigen release is a relevant concept, modern immunology has revealed a more complex picture [1.5.3].

Today, it is understood that aluminum adjuvants work primarily by stimulating the innate immune system. Key mechanisms include:

  • Activation of the Inflammasome: Aluminum salts are recognized by the innate immune system, activating a multi-protein complex within immune cells called the NLRP3 inflammasome. This activation leads to the release of pro-inflammatory cytokines, which signal and recruit other immune cells [1.3.1, 1.3.3].
  • Recruitment of Immune Cells: The local inflammation caused by alum attracts various immune cells, including neutrophils, macrophages, and dendritic cells (Antigen-Presenting Cells or APCs), to the injection site [1.2.1, 1.3.1]. These APCs are crucial for engulfing the antigen and presenting it to the adaptive immune system.
  • Enhancing Antigen Uptake: By binding the antigen to particles, aluminum adjuvants facilitate uptake and presentation by APCs [1.3.6]. This process is more efficient than the uptake of soluble antigens alone.
  • Induction of Damage Signals: Some research suggests that alum causes localized cell stress and death, leading to the release of 'danger signals' (Damage-Associated Molecular Patterns or DAMPs), such as uric acid and host cell DNA. These signals further amplify the innate immune response [1.3.1, 1.4.5].

Together, these actions create a robust inflammatory environment that ensures the antigen is effectively recognized, processed, and presented to T-cells and B-cells, leading to a strong and lasting adaptive immune response, particularly a high antibody titer [1.2.1].

Types of Vaccine Adjuvants: A Comparative Overview

For over 70 years, alum was the only adjuvant licensed for human use [1.3.1]. However, starting in the late 1990s, new adjuvants and adjuvant systems have been developed and approved, offering different mechanisms to tailor the immune response for specific pathogens [1.6.2].

Adjuvant/System Type Primary Mechanism First Approved/Example Vaccine
Aluminum Salts (Alum) Mineral Salt NLRP3 inflammasome activation, APC recruitment [1.3.1] 1930s / DTaP, Hepatitis B, HPV vaccines [1.3.5]
MF59 Oil-in-Water Emulsion Induces local cytokine/chemokine production, recruits immune cells [1.3.1] 1997 / Fluad (seasonal influenza vaccine) [1.2.1, 1.6.3]
AS04 Combination (Alum + TLR4 Agonist) Activates TLR4 signaling pathway in addition to alum's effects [1.2.1] 2009 / Cervarix (HPV), Fendrix (Hepatitis B) [1.2.1, 1.3.1]
CpG 1018 Toll-Like Receptor (TLR) Agonist Activates TLR9 on B-cells and plasmacytoid dendritic cells, promoting a Th1 response [1.8.1, 1.8.2] 2017 / Heplisav-B (Hepatitis B) [1.3.1]
AS01 Combination (Liposome + MPL + QS-21) Synergistic activation via TLR4 (MPL) and other pathways (QS-21) to induce strong T-cell responses [1.3.1] 2017 / Shingrix (shingles), Mosquirix (malaria) [1.2.7, 1.3.1]

The Enduring Legacy and Safety of Aluminum Adjuvants

Despite the development of newer technologies, aluminum salts remain a vital component of many of today's vaccines due to their long-standing record of safety and effectiveness, as well as their low cost [1.2.1]. They have been used in billions of doses of vaccines administered over more than 90 years [1.4.1, 1.7.2].

Global health authorities, including the U.S. Centers for Disease Control and Prevention (CDC) and the World Health Organization (WHO), affirm the excellent safety profile of aluminum-containing adjuvants [1.7.2, 1.7.4]. The amount of aluminum in vaccines is minuscule compared to the amount people are exposed to daily through food and water [1.7.4, 1.7.6]. Numerous large-scale studies have found no evidence linking aluminum in vaccines to long-term health problems [1.7.3, 1.7.6]. The most common side effects are mild, temporary, and local to the injection site, such as redness, swelling, or pain, which are signs that the immune system is being activated as intended [1.7.2, 1.2.1].

Conclusion

The discovery of aluminum salts as the first adjuvant for human use was a pivotal moment in the history of medicine. Alexander Glenny's work in the 1920s transformed vaccine formulation, enabling the development of safer and more effective subunit vaccines that have saved countless lives [1.4.2, 1.2.5]. While our understanding of its mechanism has evolved from the simple 'depot effect' to complex innate immune activation, alum's legacy is undeniable [1.4.5, 1.3.1]. For nearly a century, it has served as the gold standard, and it continues to be a crucial tool in the fight against infectious diseases, paving the way for the rational design of the even more sophisticated adjuvants of the future [1.6.5].


For more information on vaccine safety and ingredients, an authoritative source is the U.S. Centers for Disease Control and Prevention (CDC).

Frequently Asked Questions

An adjuvant is an ingredient added to some vaccines to help create a stronger and longer-lasting immune response. It boosts the body's reaction to the vaccine's antigen, allowing for better protection with a smaller amount of antigen [1.2.2, 1.3.5, 1.7.2].

Yes. Aluminum salts have been used safely in vaccines for over 90 years and are continually monitored by the CDC and FDA [1.2.4, 1.7.2]. The amount of aluminum in a vaccine is very small, much less than what we consume through food and water daily [1.7.4, 1.7.6].

British immunologist Alexander Thomas Glenny discovered the adjuvant properties of aluminum salts in 1926 while working on a diphtheria vaccine [1.2.5, 1.4.2].

No. Many vaccines, particularly live-attenuated vaccines like those for measles, mumps, and rubella (MMR), do not require an adjuvant because the weakened virus itself provides a strong immune stimulus. Adjuvants are mainly used in inactivated or subunit vaccines [1.2.6, 1.7.2].

'Alum' is a common term for aluminum-based adjuvants used in vaccines. The most common forms are aluminum hydroxide, aluminum phosphate, and potassium aluminum sulfate [1.2.1, 1.3.6].

Besides aluminum salts, modern approved adjuvants include oil-in-water emulsions (MF59, AS03), Toll-like receptor (TLR) agonists (CpG 1018), and adjuvant systems that combine components, such as AS04 (alum plus a TLR agonist) and AS01 (liposomes with a TLR agonist and saponin) [1.3.1, 1.5.3].

Aluminum adjuvants continue to be widely used because of their nearly century-long track record of safety, effectiveness with many different antigens, and low cost of manufacturing. They are considered the 'gold standard' for many types of vaccines [1.6.5, 1.2.1].

References

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Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice.