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What is the IND procedure in surgery? Understanding the Key Regulatory Pathways

3 min read

In 2023, FDA reports indicate a steady need for new and clarified regulatory pathways for surgical innovations, including those involving investigational drugs. Many mistakenly search for what is the IND procedure in surgery? when they actually need information on Incision and Drainage (I&D), but it is a distinct, formal regulatory process for administering unapproved drugs in a clinical trial setting.

Quick Summary

The term IND procedure in surgery typically refers to the FDA's Investigational New Drug application for clinical trials involving unapproved drugs. This process is distinct from the common minor surgery, Incision and Drainage (I&D), and is different from the pathway for medical devices (IDE).

Key Points

  • IND vs. I&D: 'IND procedure in surgery' is often a misunderstanding. IND stands for Investigational New Drug (a regulatory process), while I&D stands for Incision and Drainage (a common minor surgical procedure).

  • Investigational New Drug (IND): The IND application is a formal request to the FDA to test an unapproved drug or biologic on humans. This applies when a surgical clinical trial uses a new drug, such as a novel antibiotic or anesthetic.

  • Investigational Device Exemption (IDE): For most new surgical innovations, like implants or robotic systems, the correct regulatory pathway is the IDE, not the IND. An IDE allows a new medical device to be used in clinical studies.

  • Emergency Use IND: In life-threatening emergencies with no other treatment options, a physician can obtain an Emergency Use IND via telephone from the FDA to use an investigational drug for a single patient.

  • Role of the FDA: The FDA reviews IND and IDE applications to ensure that the proposed clinical trials protect patient safety and have sound scientific merit before proceeding.

  • Phases of Trials: New drugs and devices follow a phased clinical trial process to assess safety and effectiveness. Phase I trials focus on safety, while later phases confirm efficacy and compare the innovation against standard treatments.

In This Article

The query "What is the IND procedure in surgery?" can be confusing because the abbreviation "IND" has two very different meanings within medicine. For some, it refers to the minor surgical procedure, Incision and Drainage (I&D). For others, especially those involved in clinical research, it refers to the Investigational New Drug (IND) application required by the U.S. Food and Drug Administration (FDA) to test a new drug or biologic in humans. A third, and equally important, regulatory pathway for surgical innovation involves medical devices, for which the FDA requires an Investigational Device Exemption (IDE).

Incision and Drainage: The Common Surgical Procedure

Incision and Drainage (I&D) is a minor surgical procedure performed to treat abscesses and localized infections by draining accumulated pus. This common procedure involves patient assessment, cleaning and numbing the area, making an incision, draining the pus, and often packing the cavity for continued drainage before applying a dressing.

Investigational New Drug (IND) Application in Surgical Context

Distinct from the I&D procedure, the Investigational New Drug (IND) process is a regulatory pathway to obtain FDA authorization for using an unapproved drug or biologic in human clinical trials. In surgical settings, an IND is necessary when a trial investigates a new drug for surgical use or an approved drug for a new surgical indication.

Types of INDs relevant to surgery:

  • Investigator IND: Submitted by a physician conducting a study.
  • Emergency Use IND: Allows the use of an experimental drug for a single patient in a life-threatening situation with no alternatives, requiring FDA authorization.
  • Treatment IND: Provides access to promising experimental drugs for serious conditions during the final stages of review.

The Investigational Device Exemption (IDE) in Surgical Context

For surgical innovations involving devices, the Investigational Device Exemption (IDE) is the relevant regulatory path. An IDE permits the use of an investigational device in a clinical study to gather safety and effectiveness data. This includes items like new surgical robots or implants.

Key differences between IDE and IND:

  • Product Type: IDE is for devices; IND is for drugs and biologics.
  • Study Initiation: IND studies can often start 30 days post-submission, while IDE studies typically require FDA approval before beginning, especially for high-risk devices.

The IND, IDE, and Clinical Trial Phases

Both INDs and IDEs require progression through clinical trial phases to ensure safety and effectiveness before FDA approval for broader use.

Comparison of I&D, IND, and IDE

Feature Incision and Drainage (I&D) Investigational New Drug (IND) Investigational Device Exemption (IDE)
Purpose To drain pus from an abscess To study an unapproved drug in humans To study an unapproved medical device in humans
Surgical Context A minor surgical procedure performed in a clinical setting Enables a clinical trial testing a drug used in surgery Enables a clinical trial testing a device used in surgery
FDA Role None, as it's a standard procedure Formal review and authorization for clinical trials Formal review and authorization for clinical trials
Regulatory Pathway Standard medical practice Formal IND application to the FDA Formal IDE application to the FDA
Associated Risks Minor surgical risks like bleeding, infection, and scarring Risks associated with a new, untested drug Risks associated with a new, untested device

Conclusion: Clarifying IND in Surgical Practice

In summary, the phrase "IND procedure in surgery" is often a point of confusion. The Investigational New Drug (IND) application is a regulatory process for testing investigational drugs or biologics in clinical trials, relevant when a new drug is used in surgery. For device-based surgical innovations, the Investigational Device Exemption (IDE) is the correct regulatory path. Both IND and IDE are crucial for patient safety and the ethical advancement of surgical techniques.


Disclaimer: This article provides general information. Specific medical questions should be directed to a qualified healthcare professional. For detailed regulatory information, refer to official FDA guidance.

Frequently Asked Questions

An IND (Investigational New Drug) is the FDA application required for clinical trials involving new or unapproved drugs and biologics. An IDE (Investigational Device Exemption) is the equivalent application for clinical trials involving new or unapproved medical devices.

A surgeon would need an IND if they are conducting a clinical trial that involves administering a new, unapproved drug or a drug for a new indication to human subjects as part of a surgical procedure.

No, Incision and Drainage (I&D) is a standard surgical procedure used to treat abscesses and does not require a formal IND application. The IND process is for investigational drugs, not for standard surgical procedures.

An Emergency Use IND allows a physician to use an experimental drug in a life-threatening emergency when no standard treatment is available and there is no time to obtain a standard IND application. This authorization can be obtained quickly via telephone from the FDA.

The IRB is a committee that reviews and approves all research involving human subjects, including studies conducted under an IND. The IND application includes assurance that the study will be reviewed and approved by an IRB.

An IND is the first step, authorizing a sponsor to conduct clinical trials on a new drug. The New Drug Application (NDA) is the final submission containing all clinical data, which the FDA reviews to grant full marketing approval.

New surgical robots are considered medical devices and are therefore regulated under an IDE (Investigational Device Exemption), not an IND. The IDE process ensures the robot's safety and effectiveness are evaluated before marketing.

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Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice.