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What is the definition of a new drug? A Regulatory Overview

4 min read

In 2020, the FDA approved 53 novel drugs, a small fraction of the 948 generic drug applications that were also processed [1.7.5]. This highlights a key distinction in pharmacology, so what is the definition of a new drug according to regulatory bodies like the FDA?

Quick Summary

An explanation of how regulatory bodies like the FDA define a new drug. The definition covers not just new molecules, but also new formulations, new uses, or new combinations of existing substances [1.2.2].

Key Points

  • Broad Definition: A 'new drug' is not just a new molecule, but can also be a new formulation, a new use for an existing drug, or a new combination of substances [1.2.2].

  • Safety First: A drug is considered 'new' if it is not generally recognized as safe and effective for its proposed use by experts [1.3.3].

  • IND Application: Before human testing, a sponsor must file an Investigational New Drug (IND) application, providing preclinical safety data [1.3.1, 1.6.3].

  • Clinical Trial Phases: Human testing proceeds through four phases (I, II, III, IV) to evaluate safety, efficacy, and long-term effects [1.8.2, 1.8.5].

  • NDA vs. ANDA: A New Drug Application (NDA) is for innovative drugs and requires full clinical trials, while an Abbreviated New Drug Application (ANDA) is for generics and requires proof of bioequivalence [1.7.1].

  • Post-Market Surveillance: FDA oversight continues after approval through programs that monitor for adverse events and other safety signals in the general population [1.9.2, 1.9.4].

In This Article

The Core Definition: More Than Just a Novel Molecule

The U.S. Food and Drug Administration (FDA) provides a broad definition of a "new drug." It's not simply a substance that has been newly discovered. According to the Code of Federal Regulations (CFR), the newness of a drug can arise for several reasons [1.2.2]. Essentially, a drug is considered "new" if it is not generally recognized as safe and effective for its proposed use by qualified experts [1.3.3]. This status triggers a rigorous review process to ensure public health is protected. The journey from a laboratory concept to a marketable medication is a lengthy and complex process that can take 10-15 years [1.5.2, 1.8.4].

Key Criteria That Define a "New Drug"

The FDA's definition is comprehensive, extending beyond just a new active ingredient. A drug can be classified as new due to [1.2.2]:

  • New Substance: The presence of any new substance in the drug, whether it's the active ingredient or an inactive component like a carrier or coating.
  • New Combination: A combination of two or more substances, even if none of the individual substances are new drugs themselves.
  • New Proportion: A change in the proportion of substances in a combination, even if other proportions are already considered safe and effective.
  • New Use or Indication: Proposing a drug for a new medical use, such as treating a different disease or affecting a different function of the body. This is also known as a label expansion [1.3.4].
  • New Dosage or Administration: A new dosage, method of administration (e.g., oral to injectable), or duration of use.

The Journey of a New Drug: From Lab to Pharmacy

Before a new drug can be tested in humans, its sponsor must submit an Investigational New Drug (IND) application to the FDA [1.3.1, 1.6.3]. This application provides preclinical data from laboratory and animal studies to show that the product is reasonably safe for initial human trials [1.6.3]. The IND is not an application for marketing; it is a request for an exemption from federal law to transport and distribute a drug across state lines for clinical investigations [1.2.5].

The Clinical Trial Phases

Once the IND is approved, human testing can begin in a series of highly structured phases [1.8.5]:

  • Phase 1: Involves 20-100 healthy volunteers or individuals with the target condition. The primary goal is to assess the drug's safety, determine a safe dosage range, and identify side effects [1.8.2].
  • Phase 2: The drug is given to a larger group of people (up to several hundred) who have the condition to test its effectiveness and further evaluate its safety [1.8.2].
  • Phase 3: Involves 300 to 3,000 volunteers with the disease. This phase confirms the drug's effectiveness, monitors side effects, compares it to standard treatments, and collects information that will allow the drug to be used safely [1.8.5].
  • Phase 4: These are post-market studies conducted after the drug is approved and available to the public. This phase gathers additional information on long-term risks, benefits, and optimal use in diverse populations [1.5.2, 1.9.5].

NDA vs. ANDA: A Critical Distinction

The pathway to market differs significantly for a new, innovative drug versus a generic drug. This is reflected in the type of application submitted to the FDA.

Feature New Drug Application (NDA) Abbreviated New Drug Application (ANDA)
Purpose To approve a new, innovative drug not previously marketed [1.7.1]. To approve a generic version of an already-approved drug [1.7.2].
Clinical Data Requires extensive preclinical and clinical trial data (Phase 1-3) to prove safety and efficacy [1.7.1]. Does not require new clinical trials for safety and efficacy. Relies on the findings of the original drug [1.7.2].
Core Requirement Demonstrate that the drug's benefits outweigh its risks for the intended use [1.3.5]. Demonstrate that the generic drug is bioequivalent to the branded drug (the Reference Listed Drug) [1.7.1].
Exclusivity May be granted a period of market exclusivity as an incentive for innovation [1.7.3]. Can challenge patents of the innovator drug; the first to file may get 180 days of exclusivity [1.7.3].

The Final Steps: NDA Review and Post-Market Surveillance

After successfully completing clinical trials, the sponsor submits a New Drug Application (NDA) to the FDA [1.5.2]. This comprehensive document contains all data from the drug's development, including animal and human studies, manufacturing information, and proposed labeling [1.5.1]. FDA physicians and scientists conduct a thorough review to determine if the drug is safe and effective enough to be approved [1.5.3].

Approval is not the end of the FDA's oversight. The agency continues to monitor the drug's safety through post-market surveillance programs like the FDA Adverse Event Reporting System (FAERS) [1.9.2, 1.9.4]. This ongoing monitoring helps identify risks that may not have been apparent during clinical trials and can lead to labeling changes or, in rare cases, market withdrawal [1.9.2].

Conclusion: A Rigorous Process for Public Safety

The definition of a new drug is intentionally broad to ensure that any product, whether a brand-new molecule or a new use for an old one, undergoes rigorous scientific and regulatory scrutiny. This multi-stage process, from the initial IND to the NDA and continuous post-market surveillance, is designed to ensure that the medications available to the public are both safe and effective for their intended use.

Learn more about the drug development process from the FDA [1.5.3, 1.8.3].

Frequently Asked Questions

A New Chemical Entity (NCE) is a drug that contains an active moiety (the molecule responsible for the drug's action) that has never been approved by the FDA before [1.4.1]. An NCE is a key type of new drug.

No. Generic drugs are not considered 'new drugs' in the same way as innovator drugs. They use an Abbreviated New Drug Application (ANDA) which relies on the safety and efficacy findings of the original, already-approved drug [1.7.2].

An IND is a submission to the FDA that allows a drug sponsor to start clinical trials in humans. It provides evidence from preclinical (animal and lab) studies that the drug is reasonably safe to test in people [1.6.3].

Yes. If an approved drug is proposed for a new use, a new dosage form, or a new patient population, it is considered a 'new drug' for that specific context and requires new studies to prove its safety and effectiveness for that use [1.2.2].

The entire process, from initial discovery through all clinical trial phases and FDA review, can take an average of 10 to 15 years [1.5.2, 1.8.4].

The five main stages are: 1. Discovery and Development, 2. Preclinical Research, 3. Clinical Research (in phases), 4. FDA Review, and 5. FDA Post-Market Safety Monitoring [1.5.3, 1.8.3].

Phase 1 trials are small (20-100 people) and focus on initial safety and dosage in healthy volunteers. Phase 3 trials are much larger (300-3,000 patients) and are designed to confirm the drug's effectiveness against a standard treatment and monitor side effects in a broad population [1.8.5].

References

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Medical Disclaimer

This content is for informational purposes only and should not replace professional medical advice.